Compliance Officer Needed in North Dakota, USA

Serial No: 150620
Location: North Dakota, United States - View on map

Skills Provision is searching for a Compliance Officer for a company based in the North Dakota.

The employing organisation operates in the financial sector.



Salary and Benefits

  • $70k – $100k p/a
  • Benefits package to be discussed


The Role

  • To keep the Chief Compliance Officer informed on an ongoing basis
  • Approve Compliance Risk Matrices and re-approve the annual revisions thereof of the area(s) under responsibility
  • Provide compliance guidance to the line management in the development of business strategies, planning and day-to-day operations, and to assist them in developing solutions to potential issues involving compliance and regulatory risk
  • To work with the line management to determine the impact of new / changed laws & regulations and if necessary
  • To act as a liaison with external audits(s) for matters relating to compliance, and to monitor corrective action that relates to area(s) under responsibility
  • To develop a training program and provide compliance training in line with the units’ assessments of training needs
  • To assess and evaluate, on an ongoing basis, the requirements for compliance resources



  • Relevant degree
  • Minimum of 5 years’ experience
  • Finance industry experience is essential
  • In-depth analytical and problem-solving skills
  • Data-driven decision maker
  • Excellent personal skills
  • Ability to prioritise and organise work


Skills Provision is an ethical international recruitment agency, as such our adverts do not discriminate with regards to age, race, gender, colour, creed, religion, sexual orientation, disability and nationality.