Vacancy for a Compliance Officer, USA

Serial No: 123124
Location: New York, United States - View on map

Skills Provision is searching for a Compliance Officer for a company based in the United States.

Salary and Benefits

  • Competitive salary

 

The Role

  • To keep the Chief Compliance Officer informed on an ongoing basis
  • Assist the Chief Compliance Officer in compiling a comprehensive compliance program for the Business that includes identification of principal compliance risks, objectives and action plans.
  • Approve Compliance Risk Matrices and re-approve the annual revisions thereof of the area(s) under responsibility.
  • Provide compliance guidance to the line management in the development of business strategies, planning and day-to-day operations, and to assist them in developing solutions to potential issues involving compliance and regulatory risk.
  • To work with the line management to determine the impact of new / changed laws & regulations and if necessary:
  • Support the Chief Compliance Officer in any required review of new or revised product programs or credit programs. Ensure that operating procedures are in place to meet all compliance requirements.
  • To act as a liaison with external audits(s) for matters relating to compliance, and to monitor corrective action that relates to area(s) under responsibility.
  • To develop training program and provide compliance training in line with the units’ assessments of training needs.
  • To assess and evaluate, on an ongoing basis, the requirements for compliance resources.

 

Requirements

  • Relevant degree
  • Minimum of 5 years’ experience
  • Excellent personal skills
  • Ability to prioritise and organise work

 

Skills Provision is an ethical international recruitment agency, as such our adverts do not discriminate with regards to age, race, gender, colour, creed, religion, sexual orientation, disability and nationality.